Cybersecurity compliance for financial services firms.
Regulators now expect financial firms to run a documented, tested cybersecurity program, with a named leader and an annual certification. Eagle helps you build that program and prove it to examiners.
A program examiners can verify.
NYDFS Part 500, as amended, requires covered entities to maintain a risk-based cybersecurity program, designate a CISO, test it, manage third party service providers, and certify compliance every year. The FTC Safeguards Rule sets similar expectations for non-bank financial institutions, including a qualified individual to run the program.
Most small and mid-sized firms don’t need a full-time CISO. Eagle’s vCISO service fills that role, and our assessments, policies and testing give you the evidence regulators and auditors ask for. We’ve supported firms through NYDFS and DOL cybersecurity audits and evidence requests.
What financial regulators expect.
Risk assessment
The foundation Part 500 and the Safeguards Rule both require.
vCISO / Qualified Individual
A designated security leader who reports to your board.
Policies and procedures
Mapped to Part 500 and Safeguards Rule sections.
Penetration testing and vulnerability management
The testing these rules call for.
Third party risk management
Due diligence and oversight of your service providers.
Annual certification support
Gap review and documentation before you sign.
How we get you exam-ready.
Assess
Measure your program against Part 500, the Safeguards Rule and your other obligations.
Lead
Designate a vCISO or qualified individual to own the program.
Test
Run penetration tests and vulnerability scans, and fix what matters.
Certify
Document and support your annual certification.
Often paired with
Talk with a financial services compliance consultant.
Tell us which regulations you answer to. We will follow up to talk through where you stand and what to tackle first.
Schedule a consultation